Directory
Here you’ll find a curated list of third-party providers to support your organisation’s CASS compliance journey. None of the links or resources on this page are paid for or endorsed — they’re shared purely for informational purposes and to support professional development within the CASS community and to raise standard across the industry and improve client outcomes. Resources are listed in alphabetical order and do not infer any preference or ranking.
CASS Consultants
Access expert consultants and advisory firms that specialise in CASS compliance and controls. These professionals bring deep insight and practical experience to help you navigate regulatory challenges, from CASS audits to best practice governance.
Baringa Partners
Our goal is to deliver tangible business benefits to you, while keeping both the market and consumers safe. Our risk experts, ex-regulators, and industry specialists work alongside your risk and compliance teams to achieve outcomes that go beyond compliance. With a track record for effective delivery, we design and deliver bespoke solutions to help unpick regulation and identify and mitigate against financial risk.
Prin10
Meeting the Regulator's expectations regarding CASS compliance is becoming increasingly challenging for firms, irrespective of their size.
Led by Kevin Huby, Prin10 offers a range of value adding CASS advisory services including specific one-off projects, ad hoc technical advice and retained support for the CASS Controlled Function Holder (CF10A) and team.
Walbrook Partners
Walbrook Partners’ subject matter experts have been working with a wide range of firms over the past few years, helping them to achieve compliance with the CASS rules. We engage in industry workshops and discussions under Chatham House rules, to discuss and share our views on the latest developments and best practice in the area of CASS compliance.
CASS Software
Find software tools that streamline CASS reconciliations, governance, risk & compliance (GRC). These solutions are designed to enhance efficiency, strengthen controls, and reduce operational risk in managing client money and assets.
AutoRek
Reconciling financial data can be time-consuming, costly and needlessly complex. Financial organisations often have their most skilled staff working on repetitive tasks like data standardisation and enrichment.
By eliminating time-consuming and error-prone manual work, AutoRek helps firms to reduce the back-office costs associated with reconciliations and financial controls, delivering ROI in nine months or less.
Grath
Scale your compliance program in the cloud with an integrated risk and control framework that unifies obligation management across your organization.
Meet the worlds first reconciliation platform built from the ground up to meet the specific needs of firms performing Client Asset and Safeguarding reconciliations.
Ruleguard
The GRC software trusted by leading banks, insurers, and asset managers; Ruleguard's integrated, user-friendly compliance tracking software handles your GRC framework's whole lifecycle.
Meet regulatory requirements with less effort. Automatically track regulations, plan for change, and set clear, verifiable standards of conduct.
CASS Training Providers
Explore training providers and courses that deepen your understanding of CASS regulations. From fundamentals to advanced workshops, these resources can help you stay compliant, build expertise, and support your career development.
Client Money and Assets Qualification
Client Money and Assets is a unit available as part of the globally recognised Investment Operations Certificate (IOC) which has more than 12,000 exams taken annually worldwide.. The exam has been developed in response to requests from within the industry and to address the increased focus from the FCA on this area including the new rules which have been introduced. It will give those developing a career in this area the knowledge and expertise they need to excel in their role and progress in their career.
PIMFA CASS Academy
The PIMFA CASS Clients Academy (CCA) is a unique learning experience for member firms who, not content to keep up with CASS requirements, seek to expand their knowledge and strengthen their internal capabilities to arrest rising CASS audit fees and ensure the number of incidences and breaches reported to the FCA continues to drop.
The CCA takes a multidimensional approach to learning, combining six scheduled live, online sessions, small peer-group discussions, case studies, and group coaching co-led by CASS auditors, regulators and senior practitioners over the five months. The result? Actionable new insights you can apply immediately.
CASS Specialist Recruitment
Discover trusted recruiters and headhunters who specialise in CASS roles across governance, operations, and compliance. These recruitment partners can connect you with top-tier talent or help you secure your next role in the CASS space.
JCR Talent
We have a genuine understanding of the role you are looking to hire which ensures we are able to provide the best talent in the market. We only work on roles we are confident of filling and leverage our network of active & passive candidates instead of relying on job adverts when conducting Regulatory Compliance Recruitment.
Kohort Recruitment
At Kohort Recruitment, we pride ourselves on a hassle-free recruitment approach. Our responsiveness ensures swift and effective solutions that meet the demands of today’s fast-paced financial services risk and compliance recruitment landscape, allowing you to concentrate on your team and function.
William Rose Assoictaes
We’ve become the trusted recruitment partner to many by being the best at the basics, connecting you with leading financial talent that best aligns with your business enabling you to grow.
Specialist Providers
Discover dedicated training providers and courses tailored to CASS professionals. Covering everything from essential principles to advanced compliance workshops, these resources help you stay compliant, enhance your expertise, and grow your career.
Bondsmith
We reimagined what a deposit platform could be and designed it from the ground up to help our clients effortlessly manage their cash by connecting them with competitive rates from a panel of banking partners.
Vestigium
Vestigium has industrialised the process of forensic tracing for the purpose of asset reunification and/or re-engagement with Gone Away customers, specifically targeted to the Financial Services Industry. This reduces the scale of the issue, fast.
YourTreasurer
Our cost effective range of services are specifically designed to help our clients understand the commercial and risk implications associated with the treasury function in order to implement suitable policies and procedures that support the requirements of their respective businesses.
Have we missed something?
Do you offer services, software, or solutions that support CASS compliance? Add your listing to the CASS Directory and help professionals find the right resources. Let’s build a comprehensive, trusted directory that showcases the best the CASS community has to offer — and puts your expertise in front of those who need it.