Downloads
Explore our practical and FREE resources designed to support CASS professionals and strengthen your compliance toolkit. From editable CASS Rules Mapping and Due Diligence templates to a comprehensive CASS RP framework, these Word and Excel tools help you document and manage regulatory requirements with clarity. In addition, two VBA utilities — a password generator and a file backup tool — add practical value for day-to-day operations. Each resource is crafted to be flexible and adaptable to your firm’s needs. Download, customise, and elevate your CASS governance and operational resilience today.
Templates
CASS Rules Mapping Template
A practical Excel tool to help CASS professionals map FCA CASS rules to internal controls, identify compliance gaps, and demonstrate oversight. Covers CASS 6, 7, 8, and 10, with editable sections to fit your firm’s structure. Ideal for governance and CASS audit preparation. Download and customize today!
Due Diligence Template
A clear, practical Microsoft Word template to support CASS professionals in conducting due diligence on third-party banks, custodians, and service providers. Covers key questions, risk factors, and compliance considerations. Ideal for firms seeking to strengthen their oversight and meet regulatory expectations. Download and customize to align with your governance processes.
CASS RP Template
A practical Word template to help CASS professionals structure and maintain their CASS Resolution Pack (RP). Includes sections for main contents and daily extracts, with editable tables for document locations and owners. Supports governance, regulatory readiness, and compliance testing for FCA’s CASS 10 requirements. Download and tailor to your firm’s needs.
Utilities
Password Generator
A macro-enabled workbook designed to generate uniqie complex passwords based on user set parameters. This can be used in any area of your business from encrypting files being sent to your auditors to protecting senstivie information within your organisation.
File Backup Utility
A simple macro-enabled workbook designed to backup your list of chosen fiels to a location of your chossing. The backup files can also be appended with the date in a user-selectable format as required.
CASSGPT
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If you have an idea or resource that could support the CASS community, we’d love to hear from you.